As cryptocurrencies continue to develop and attract attention from institutions, complying with regulations is becoming ...

Private-credit firms are increasingly seeking in-house legal help as both dealmaking and regulatory compliance grow in ...

Compliance with the long-lamented patchwork of state privacy laws is becoming increasingly unmanageable for companies with ...

Fact checked by Vikki Velasquez When starting out as a financial advisor, compliance can feel like a maze of regulations. However, mastering it can help avoid significant financial risk. Compliance ...

In this Q&A, senior counsel Melissa Hall explores the evolving regulatory landscape of cryptocurrency and its intersection ...

Compliance with legal and regulatory requirements places an extra financial and administrative burden on hospitals, as facilities strive to comply with laws on physician financial relationships, ...

Dynasty Financial Partners, a leading provider of technology-enabled wealth management solutions for independent financial advisors, today announced the appointment of Shawn Shook as General Counsel.

Rather than a passive shield, compliance can act as a dynamic driver of operational excellence, strategic growth and ...

The increasing sophistication of cyber threats, combined with regulatory expansion, has transformed cybersecurity into a key pillar of corporate governance, demanding attention from legal ...

July 31, 2024 - Cybersecurity is at the top of everyone's mind and budget, but the legal and regulatory compliance landscape is often unclear. As a result, the following questions are usually ...

For legal and regulatory compliance? Determine the uplifts you will pursue and implement a change program internally. This will involve: Pinpointing and leveraging existing resources.